Careers  /  Open position

Registered Representative

Location
Our main office is in Chicago, IL
Workplace
In office or remote
Engagement
Independent contractor
Reports to
Regiment Securities executives
Pay
Commission-based: 90% of the fees the firm earns on deals you bring in
Posted
November 3, 2026
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We are looking for driven, proven professionals ready to build a business on the Regiment platform. Successful candidates will typically demonstrate the following.

Performance and Business Planning

  • A clear, well-developed business plan with a path to $150,000+ in annual revenue
  • Ranked a top 5% performer in your current organization

Network and Market Presence

  • A highly active professional network of 10,000+ social media contacts
  • Strong social selling capability and digital presence

Character

  • A collaborative mindset, with demonstrated experience working effectively within a team
  • Willing and interested in putting personal capital at stake, if asked

Track Record and Compliance

  • A demonstrated track record as a top performer, supported by two years of production history
  • Clean U4 with no disclosures, plus two professional references
  • Successful completion of a background check

Compensation

  • Commission-based: you receive 90% of the success fees and other fees Regiment Securities earns on the deals you bring in, and the firm keeps the remaining 10%

All candidates are subject to final approval by unanimous vote of the Executive Committee.

Posting details

Engagement
Independent contractor
Licensing
Series 7 required. If you do not hold it yet, you can earn it after you join. (FINRA requires the SIE exam along with the Series 7 for registration.)
Offer contingencies
Offers are subject to a background check, fingerprinting, Form U4 filing, and regulatory eligibility.
Pay
Commission-based: 90% of the fees the firm earns on deals you bring in
Reports to
Regiment Securities executives

Apply for
Registered Representative

It takes about five minutes: your contact details, any licenses you hold, and your resume and cover letter, plus any other documents you would like to share.

Fields marked * are required. If you need a reasonable accommodation because of a disability to apply for a position, please email us at resumes@regimentsecurities.com and we will work with you.

Your details

Enter your first name.
Enter your last name.
Enter a valid email address, like name@example.com.
Enter your phone number.
Optional. The full link, starting with https://Enter the full link, starting with https://

Licenses

Securities licenses you hold today.

Current licenses heldSelect all that apply. Leave blank if you do not hold any.
Optional. Any license not listed above.Enter your other licenses.

Documents

PDF or Word, up to 10 MB each. Other documents may also be images (PNG or JPG).

Resume or CV Attach your resume or cv.
Cover letter Attach your cover letter.
Other documents (optional) A transcript or anything else you think is relevant, up to 3 files. Please black out any date of birth or Social Security number first.Attach your other documents.

Review and submit

Your application goes only to the Regiment Securities hiring team. See the Applicant Privacy Notice.

Application received.

Thank you for applying for the Registered Representative position at Regiment Securities. We review every application and will contact you if your background is a fit for the role.

Regiment Securities is an equal opportunity employer. Employment decisions are made without regard to any status protected by applicable law.

If you need a reasonable accommodation because of a disability to apply for a position, please email us at resumes@regimentsecurities.com and we will work with you.

Applicant Privacy Notice  ·  Benefits summary