Investment Banking Services
Capabilities
Regiment advises business owners, issuers, and management teams across four core practice areas. Select a capability to learn how we work and how to start a conversation with the team.
Mergers & Acquisitions
M&A Advisory
Regiment advises business owners and management teams through sell-side and buy-side transactions, mergers, recapitalizations, and succession planning, from valuation and preparation through negotiation and closing.
Advisory Services
- Sell-Side Advisory
- Buy-Side Advisory
- Mergers & Recapitalizations
- Valuation & Deal Readiness
- Succession & Exit Planning
Exempt Offerings
Reg D & Reg A+
Regiment helps issuers raise private and public capital through exempt offerings under Regulation D and Regulation A. We advise on structure, prepare offering materials, and manage the investor process from diligence through close.
Advisory Services
- Exemption Selection & Structuring
- Offering Document Preparation
- Investor Outreach & Syndication
- Diligence & Data Room Management
- Filing & Closing Support
Debt & Capital Solutions
Debt Advisory
Regiment helps companies evaluate and pursue the right debt financing for working capital, acquisitions, refinancing, equipment finance, SBA lending, and real estate debt.
Debt Financing Solutions
- Senior Debt & Term Loans
- Asset-Based Lending
- Working Capital Lines
- SBA Financing
- Commercial Real Estate Debt
Capital Introductions
Cap Intro
Regiment Cap Intro provides fee-based capital introductions for a select group of hedge fund managers. Our team of seasoned industry professionals helps managers refine their investor pitch and puts fund materials in front of allocators whose criteria match the strategy.
Program Services
- Pitch & Materials Review
- Weekly Office Hours
- Investor Outreach & Polling
- Materials Distribution to Interested Allocators
- Manager Reporting Portal
This page is for general informational purposes only. It is not an offer to sell or a solicitation of an offer to buy any security, and it is not a commitment to lend or arrange financing. Any offering of securities will be made only through definitive offering documents. Regiment Securities, LLC acts as placement agent or intermediary in the services described here, provides fee-based capital introduction services to fund managers, is not a lender, and does not act as an investment adviser or fiduciary to any party. Nothing on this page is legal, tax, or accounting advice. Full disclosures for each practice area appear on the linked pages.
Securities offered through Regiment Securities, LLC, member FINRA/SIPC. Background on Regiment Securities, LLC and its registered representatives is available at FINRA BrokerCheck.